The Enterprise Risk Control Assurance Analyst (CA Analyst), serves as a member of the Second Line of Defense (2LOD), supporting the Control Assurance Leader in the proactive monitoring and reporting of control testing activities across the Company. The CA Analyst will be responsible for reviewing, analyzing, and monitoring the identification, testing, and reporting of internal controls across the organization. The results of these actions will directly contribute to the development of insightful risk reporting that provides a clear and concise vision concerning any possible control issues, which will directly enhance management’s ability in fulfilling its risk management responsibilities. Interaction is required with business units and associates at all levels of the organization.
Responsibilities:
Develop, maintain, and deliver reporting on numerous Control Assurance processes including, but not limited to, Business Units development of compliant test plans, progress against committed timelines, uploading of testing evidence and issuance of testing reports.
Assist the Control Assurance Team and others in the design, development, and ongoing management of 2LOD activities. This includes, but is not limited to, control testing oversight, key risk/productivity indicators testing, executive level reporting and monitoring, and special projects as deemed necessary.
Perform and/or assist in the exception’s evaluation and communication process on Control Assurance activities.
Monitor, assist, and provide insight in the creation of meaningful internal controls/procedures to mitigate identified risks for Business Units.
Work with management to develop/revise the appropriate control testing/assessment reports to drive quality improvement across the Company based on new or current compliance / regulatory rules and Bank policies.
Assist and support the research and identification of new technologies and process enhancements to improve quality.
Assist with the creation and delivery of any Control Assurance process training for business units, as necessary.
Develop and maintain professional relationships within related business units to ensure a collaborative approach to quality control assurance management.
Support professional, proactive communications with other business units and senior leadership.
All other duties as assigned.
Qualifications:
High School Diploma or GED and 4 years of experience in Risk or Analytics
Additional Requirements:
Intermediate to advanced Microsoft Office skills (Excel, PowerPoint & Word) required
Strong research skills and analytical capabilities
Ability to produce work with limited oversight
Ability to change and grow in a dynamic environment
Works well independently and within a team dynamic
Strong interpersonal skills in a professional office environment
Excellent oral and written communication skills
Superior time management skills, with ability to effectively prioritize
Strong attention to details in the execution of work
Other Preferred Qualifications:
Bachelor's Degree preferred
Risk Management, Audit, Compliance, or Quality Control experience is preferred