Our client, an Leading National Bank, is looking for a AVP, Compliance Testing Analyst to join their growing team.
Location(s): Los Angeles, CA; New York, NY; Charlotte, NC; Boston, MA; San Francisco, CA; Minnesota
Job Description & Synthesis
This colleague will work under the direction of the CCO for Wealth Management as well as the CCOs for the bank's broker dealer and wealth management divisions, and have responsibility for the development and execution of a risk-based testing program within the Wealth Management lines of business. This includes the execution and maintenance of testing performed internally as well as independently validating and assessing self-testing executed by the business related to compliance. The Testing Analyst Lead will work with the lines of business and compliance peers to establish and maintain appropriate testing forums, testing schedules, and status reporting of all testing activity. Additionally, the Testing Analyst Lead maintains the program and develops and reviews testing reports issued to management.
Risk Management Division
This is a great opportunity to grow your career with a stable and expanding organization as a member of the bank's Risk Management team. The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable growth.