Senior Control Room Compliance Officer (Leading Investment Bank)
Our client, a leading global investment bank, is looking for a Senior Control Room Officer to join their growing team.
03rd May, 2022
Location(s): New York, NY or Jacksonville, FL
Job Description & Synthesis
Come join the growing Compliance Control Room team in the Americas. This is an exciting opportunity and a challenging role, where no two days will be the same! Our client is looking for a self-motivated individual who enjoys a challenge. You will be joining an established team that manages the firm’s information barriers and associated processes including the management of inside information, substantial shareholding disclosures and the provision of advisory and compliance oversight to the Institutional Research division. This is a fantastic opportunity for an individual with a strong sense of teamwork, and the ability to multi-task, to gain exposure to a wide variety of compliance matters in a dynamic environment.
Specific Responsibilities In this exciting role you will have frequent interaction with business stakeholders across the bank on a regional and global level. You will also be working collaboratively with colleagues in Compliance and other risk functions. You will be involved in a range of tasks including, but not limited to, compliance monitoring, transaction management, managing information barriers, review and approval of institutional research, policy review, regulatory and legal change management as well as taking an active role in global control room projects and initiatives.
Key Qualifications You will hold a degree and have an understanding of investment banking and global markets products. Prior Control Room experience is beneficial, but a relevant compliance or regulatory background, an interest in management of information and conflicts within an institutional banking environment will set you up for success in this role. Strong analytical capability, attention to detail, resilience and a “can do” attitude, especially under pressure, are also crucial skills for this role.