Our client, a leading bank, is looking for an Investment Operations Securities Specialist professional to join their growing team.
WHAT IS THE OPPORTUNITY?
The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison between The Bank and SEI Private Trust Company.
Banking and Investment Services Division
Banking and Investment Services plays an integral role in leading the strategic vision and execution of all banking operations. Our servicing and operations professionals partner closely with all of our lines of business to carry out critical functions, including client/deposit servicing, contact center operations, payments processing, and trade and lending operations, while identifying and mitigating risk throughout the organization. Servicing and operations professionals seek to transform and define an integrated support model through automation and cutting-edge digital technologies, to deliver an excellent experience for our clients and businesses.
WHAT WILL YOU DO?
Acts as a liaison with SEI Private Trust Company; resolves problems and discrepancies related to cash transactions, including but not limited to incoming and outgoing wire transfers.
Responsible for processing investment transactions and reconciling account information;
Reviewing system records and client agreements to ensure company standards and client eligibility are met;
Assigns Trust account numbers and for archiving records in accordance with Retention Guidelines
Sorts and delivers incoming mail and Trust checks to designated areas of WMS
Sorts and scans all applicable documentation into Filenet for WMS, CNR and CNS
Able to verify accuracy, manage risk, resolve issues using multiple resources, account records and online systems
Provides back-up for other numerous functions when required to.
WHAT DO YOU NEED TO SUCCEED
Minimum 4 years of securities experience, preferably in trust securities.
Minimum 4 years of experience with procedures, practices and regulations governing trust-securities operations.
Skills and Knowledge
Ability to perform research and analysis of data related interest/dividend
Ability to deal with Investment Managers and brokers in difficult situations.
Ability to interpret documentation
Thorough understanding of and experience, using procedures, practices and regulations governing trust-securities operations.
Computer systems experience preferred.
Excellent verbal/written communication skills.
Extreme flexibility, ability to handle a large volume of work which includes multiple tasks while maintaining accuracy.