Great opportunity for a current Compliance Officer to step up into a more varied and rewarding role with a fast growing global firm
23rd April, 2021
What's in it for you? The opportunity to work for a fast-growing global financial services firm. They have a wide range of business offerings and cater for retail, high net worth and institutional clients. In this newly created role, you will help with policy, licensing, regulatory change and compliance frameworks. They offer a competitive salary, bonus and a role that will develop and grow over time offering long-term career opportunities.
What will you be doing? You will be responsible for assisting in all aspects of compliance across a number of business units, including policy development, monitoring programs and implementation. Providing daily advice to sales, trading and finance teams on compliance matters, identifying regulatory changes and managing their implementation, and providing relevant training to the wider business. As part of the compliance team, this role will give you exposure to many products and will feature project related work. They have a fast-paced entrepreneurial culture and it will be a challenging but rewarding role. Who are they? A leading Australian business that has international coverage and is rapidly expanding both at home and overseas. After some record performances and company growth, they need to expand their compliance team to help oversee not just day to day responsibilities but also new products and developments. They believe in providing best of market services and are always seeking ways of differentiating themselves from competitors.
What do you require?
Relevant academic background (preferably Law, Business, Economics or Finance)
At least 2 years of work experience in a related position
Exposure to Derivatives or Funds management preferred
Up to date knowledge of the Australian financial services regulatory landscape and financial markets
Enthusiastic team player who enjoys working closely with other like-minded individuals
Excellent organizational skills, ability to prioritize and multi-task
Positive, energetic and a can do attitude
Superior communication skills, both written and oral
The ability to think outside the box and work autonomously